One of the biggest challenges an advisor faces in contemplating a switch to a new broker/dealer might surprise you. While technology, payouts, pricing and platform all play key roles in the decision making process one of the more important issues to advisors is the actual transition itself. Moving 100’s or 1000’s of accounts and millions in client assets accumulated over, in some cases, decades can be a daunting proposition. With TCFG’s transition assistance moving your practice need not be so frightening. We match the correct resources to our situation, including traingin experts, planning and analysis packages. At Certus you will be assigned a product manager complete with an exhaustive plan to ensure no assets are “left behind” and all of the systems and processes are in place prior to your arrival. Some of the resources available to you are as follows:
- Transition team dedicated to moving your practice in a timely and orderly fashion
- For qualified advisors transition support will be made available
- Extensive training in products, tools and resources available
- Regulations in the financial sector are dynamic and tend to change frequently. We will ensure you don’t fall behind with compliance.
- Hands on assistance with any paperwork that may need to be completed